N. Leigh Anderson - Jan 2, 2025 Form 4 Insider Report for LUNA INNOVATIONS INC (LUNA)

Role
Director
Signature
/s/ Ryan Stewart, Attorney-In-Fact
Stock symbol
LUNA
Transactions as of
Jan 2, 2025
Transactions value $
$0
Form type
4
Date filed
1/3/2025, 04:43 PM
Previous filing
Jul 1, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LUNA Common Stock Options Exercise $0 +1.34K +8.28% $0.00 17.6K Jan 2, 2025 Direct
transaction LUNA Common Stock Options Exercise $0 +1.52K +8.64% $0.00 19.1K Jan 2, 2025 Direct
transaction LUNA Common Stock Options Exercise $0 +11.8K +61.9% $0.00 30.9K Jan 2, 2025 Direct
transaction LUNA Common Stock Options Exercise $0 +2.34K +7.56% $0.00 33.3K Jan 2, 2025 Direct
transaction LUNA Common Stock Options Exercise $0 +2.85K +8.57% $0.00 36.1K Jan 2, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LUNA Stock Units Options Exercise $0 -1.34K -1.98% $0.00 66.6K Jan 2, 2025 Common Stock 1.34K Direct F1, F2
transaction LUNA Stock Units Options Exercise $0 -1.52K -2.28% $0.00 65.1K Jan 2, 2025 Common Stock 1.52K Direct F1, F2
transaction LUNA Stock Units Options Exercise $0 -11.8K -18.16% $0.00 53.3K Jan 2, 2025 Common Stock 11.8K Direct F1, F2
transaction LUNA Stock Units Options Exercise $0 -2.34K -4.39% $0.00 50.9K Jan 2, 2025 Common Stock 2.34K Direct F1, F2
transaction LUNA Stock Units Options Exercise $0 -2.85K -5.6% $0.00 48.1K Jan 2, 2025 Common Stock 2.85K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of stock units that are convertible into issuer's common stock on a 1-for-1 basis.
F2 The stock units are fully vested and were settled in shares of the Issuer's common stock on January 2, 2025 pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors. Fractional shares of the reporting person's stock units were settled in cash.