Gary Spiegel - Jan 2, 2025 Form 4 Insider Report for LUNA INNOVATIONS INC (LUNA)

Role
Director
Signature
/s/ Ryan Stewart, Attorney-In-Fact
Stock symbol
LUNA
Transactions as of
Jan 2, 2025
Transactions value $
$0
Form type
4
Date filed
1/3/2025, 04:44 PM
Previous filing
Oct 3, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LUNA Common Stock Options Exercise $0 +745 +1.05% $0.00 71.7K Jan 2, 2025 Direct
transaction LUNA Common Stock Options Exercise $0 +946 +1.32% $0.00 72.6K Jan 2, 2025 Direct
transaction LUNA Common Stock Options Exercise $0 +7.1K +9.78% $0.00 79.7K Jan 2, 2025 Direct
transaction LUNA Common Stock Options Exercise $0 +740 +0.93% $0.00 80.5K Jan 2, 2025 Direct
transaction LUNA Common Stock Options Exercise $0 +1.14K +1.42% $0.00 81.6K Jan 2, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LUNA Stock Units Options Exercise $0 -745 -1.18% $0.00 62.4K Jan 2, 2025 Common Stock 745 Direct F1, F2
transaction LUNA Stock Units Options Exercise $0 -946 -1.52% $0.00 61.4K Jan 2, 2025 Common Stock 946 Direct F1, F2
transaction LUNA Stock Units Options Exercise $0 -7.1K -11.56% $0.00 54.3K Jan 2, 2025 Common Stock 7.1K Direct F1, F2
transaction LUNA Stock Units Options Exercise $0 -740 -1.36% $0.00 53.6K Jan 2, 2025 Common Stock 740 Direct F1, F2
transaction LUNA Stock Units Options Exercise $0 -1.14K -2.13% $0.00 52.4K Jan 2, 2025 Common Stock 1.14K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of stock units that are convertible into issuer's common stock on a 1-for-1 basis.
F2 The stock units are fully vested and were settled in shares of the Issuer's common stock on January 2, 2025 pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors. Fractional shares of the reporting person's stock units were settled in cash.