Philip E. Bauer - Mar 5, 2023 Form 4 Insider Report for MOSAIC CO (MOS)

Role
Sr. VP, Gen Counsel & Corp Sec
Signature
/s/ Philip E. Bauer
Stock symbol
MOS
Transactions as of
Mar 5, 2023
Transactions value $
-$339,126
Form type
4
Date filed
3/7/2023, 07:58 PM
Previous filing
Jan 4, 2023
Next filing
Mar 13, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MOS Common Stock Options Exercise $0 +7.21K +61.73% $0.00 18.9K Mar 5, 2023 Direct
transaction MOS Common Stock Options Exercise $0 +6.39K +33.83% $0.00 25.3K Mar 5, 2023 Direct F1
transaction MOS Common Stock Tax liability -$339K -5.94K -23.49% $57.14 19.3K Mar 5, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MOS Restricted Stock Units Disposed to Issuer $0 +7.21K $0.00* 0 Mar 5, 2023 Common Stock 7.21K $0.00 Direct F3, F4
holding MOS Restricted Stock Units 5.87K Mar 5, 2023 Common Stock 5.87K $0.00 Direct F3, F4
holding MOS Restricted Stock Units 3.95K Mar 5, 2023 Common Stock 3.95K $0.00 Direct F3, F4
holding MOS Restricted Stock Units 2.09K Mar 5, 2023 Common Stock 2.09K $0.00 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 5, 2020. The performance unit award was not a derivative security.
F2 Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units.
F3 One-for-One
F4 Not Applicable