ROBERT C. LYONS - 03 Jun 2021 Form 4 Insider Report for GATX CORP (GATX)

Role
EVP and President Rail NA
Signature
Lisa M. Ibarra, by Power of Attorney on behalf of Robert C. Lyons
Issuer symbol
GATX
Transactions as of
03 Jun 2021
Net transactions value
-$2,458,033
Form type
4
Filing time
07 Jun 2021, 15:49:11 UTC
Next filing
11 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GATX Common Stock Options Exercise $1,081,506 +27,600 +57% $39.18 75,842 03 Jun 2021 Direct
transaction GATX Common Stock Options Exercise $1,166,655 +20,500 +27% $56.91 96,342 03 Jun 2021 Direct
transaction GATX Common Stock Sale $2,409,200 -24,628 -26% $97.82 71,714 03 Jun 2021 Direct F1
transaction GATX Common Stock Tax liability $1,541,897 -15,698 -22% $98.22 56,016 03 Jun 2021 Direct
transaction GATX Common Stock Sale $292,938 -2,972 -5.3% $98.57 53,044 03 Jun 2021 Direct F2
transaction GATX Common Stock Sale $135,743 -1,400 -2.6% $96.96 51,644 04 Jun 2021 Direct F3
transaction GATX Common Stock Sale $326,417 -3,402 -6.6% $95.95 48,242 04 Jun 2021 Direct F4
holding GATX Common Stock 401(k) 2,851 03 Jun 2021 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GATX 2016 NQ Stock Option (Right to Buy) Options Exercise $0 -27,600 -100% $0.000000* 0 03 Jun 2021 Common Stock 27,600 $39.18 Direct
transaction GATX Stock-Settled Stock Appreciation Right Options Exercise $0 -20,500 -100% $0.000000* 0 03 Jun 2021 Common Stock 20,500 $56.91 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the weighted average sale price. The highest price at which shares were sold was $98.4000 and the lowest price at which shares were sold was $97.4100.
F2 Represents the weighted average sale price. The highest price at which shares were sold was $98.6500 and the lowest price at which shares were sold was $98.4100.
F3 Represents the weighted average sale price. The highest price at which shares were sold was $97.5307 and the lowest price at which shares were sold was $96.7100.
F4 Represents the weighted average sale price. The highest price at which shares were sold was $96.4150 and the lowest price at which shares were sold was $95.5799.