Jonathan Orszag - Oct 1, 2021 Form 4 Insider Report for JMP GROUP LLC (JMP)

Role
Director
Signature
Zac Rosenberg on behalf of Jonathan Orszag
Stock symbol
JMP
Transactions as of
Oct 1, 2021
Transactions value $
$0
Form type
4
Date filed
10/1/2021, 05:28 PM
Previous filing
Jul 6, 2021
Next filing
Nov 17, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JMP Common Shares Options Exercise $0 +2.45K +2.4% $0.00 105K Oct 1, 2021 Direct F1
holding JMP Common Shares 78.8K Oct 1, 2021 By Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JMP Restricted Share Unit Options Exercise $0 -2.45K -49.97% $0.00 2.46K Oct 1, 2021 Common Shares 2.45K $0.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Acquisition of common shares resulting from the vesting and delivery of 25% of the restricted share units granted on March 25, 2021.
F2 Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.