Thomas A. Ellman - Nov 1, 2021 Form 4 Insider Report for GATX CORP (GATX)

Role: EVP & CFO
Signature: Lisa M. Ibarra, by Power of Attorney on behalf of Thomas A. Ellman
Stock symbol: GATX
Transactions as of: Nov 1, 2021
Transactions value $: -$244,514
Form type: 4
Date filed: 11/3/2021, 02:49 PM
Previous filing: Aug 11, 2021
Next filing: Jan 31, 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GATX	Common Stock	Options Exercise	$802K	+14.1K	+44.55%	$56.91	45.7K	Nov 1, 2021	Direct
transaction	GATX	Common Stock	Tax liability	-$1.05M	-10.9K	-23.83%	$96.05	34.8K	Nov 1, 2021	Direct
holding	GATX	Common Stock 401(k)						9.64K	Nov 1, 2021	401k shares

Showing 1 to 3 of 3 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GATX	Stock-Settled Stock Appreciation Right	Options Exercise	$0	-14.1K	-100%	$0.00^*	0	Nov 1, 2021	Common Stock	14.1K	$56.91	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.