Daniel Asher - 19 May 2022 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
10%+ Owner
Signature
Daniel Asher
Issuer symbol
RILY
Transactions as of
19 May 2022
Net transactions value
+$59,940
Form type
4
Filing time
20 May 2022, 17:00:28 UTC
Previous filing
19 May 2022
Next filing
27 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Purchase $59,940 +1,200 +0.09% $49.95 1,351,993 19 May 2022 thru Equitec Proprietary Markers, LLC F1
holding RILY Common Stock 730,800 19 May 2022 Thru AFOB FIP RILY, LLC F2
holding RILY Common Stock 825,000 19 May 2022 thru DJ Fund Investments, LLC - Series E F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLc
F2 AFO Blackberry, LLC is the managing member of AFOB FIP RILY, LLC and Daniel Asher is deemed to control AFO Blackberry, LLC.
F3 Daniel Asher holds shared investment and voting power over the 825,000 DJ Fund shares with DJ Fund, pursuant to an informal, unwritten agreement.