Eric Smit - 03 Nov 2025 Form 4 Insider Report for EGAIN Corp (EGAN)

Signature
/s/ Eric Smit
Issuer symbol
EGAN
Transactions as of
03 Nov 2025
Net transactions value
-$59,700
Form type
4
Filing time
05 Nov 2025, 16:01:56 UTC
Previous filing
07 Oct 2025
Next filing
03 Dec 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
SMIT ERIC Chief Financial Officer 1252 BORREGAS AVENUE, SUNNYVALE /s/ Eric Smit 05 Nov 2025 0001259393

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EGAN Common Stock Options Exercise $12,500 +5,000 +3.9% $2.50 134,187 03 Nov 2025 Direct F1
transaction EGAN Common Stock Sale $72,200 -5,000 -3.7% $14.44 129,187 03 Nov 2025 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EGAN Employee Stock Option (right to buy) Options Exercise $0 -5,000 -12% $0.000000 38,000 03 Nov 2025 Common Stock 5,000 $2.50 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2024.
F2 Represents actual price. These shares were sold in multiple transactions ranging in price from $14.23 to $14.74. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F3 The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017, and is now fully vested.