Eric Smit - 02 Jan 2026 Form 4 Insider Report for EGAIN Corp (EGAN)

Signature
/s/ Eric Smit
Issuer symbol
EGAN
Transactions as of
02 Jan 2026
Net transactions value
-$38,700
Form type
4
Filing time
06 Jan 2026, 16:15:52 UTC
Previous filing
03 Dec 2025
Next filing
04 Feb 2026

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
SMIT ERIC Chief Financial Officer 1252 BORREGAS AVENUE, SUNNYVALE /s/ Eric Smit 06 Jan 2026 0001259393

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EGAN Common Stock Options Exercise $12,500 +5,000 +3.9% $2.50 134,187 02 Jan 2026 Direct
transaction EGAN Common Stock Sale $51,200 -5,000 -3.7% $10.24 129,187 02 Jan 2026 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EGAN Employee Stock Option (right to buy) Options Exercise $0 -5,000 -15% $0.000000 28,000 02 Jan 2026 Common Stock 5,000 $2.50 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2024.
F2 The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017, and is now fully vested.