Christopher Coccio - Oct 14, 2021 Form 4 Insider Report for SONO TEK CORP (SOTK)

Role
CEO, Director
Signature
Christopher L. Coccio
Stock symbol
SOTK
Transactions as of
Oct 14, 2021
Transactions value $
-$532,417
Form type
4
Date filed
10/18/2021, 05:13 PM
Previous filing
Aug 31, 2021
Next filing
Oct 19, 2021
SEC
View on sec.gov

Transactions Table

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOTK Sono-Tek Corp Options Options Exercise -$245K -100K -50% $2.45 100K Oct 14, 2021 Sono-Tek Corp Common Stock 100K $2.45 Direct F1
transaction SOTK Sono-Tek Corp Options Options Exercise -$265K -100K -100% $2.65 0 Oct 14, 2021 Sono-Tek Corp Common Stock 100K $2.65 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reporting person exercised 100000 vested options.
F2 Reporting person surrendered 37750 shares of Sono-Tek Corp common stock as payment for the exercise of vested options.
F3 Reporting person surrendered 40832 shares of Sono-Tek Corp common stock as payment for the exercise of vested options.