Mario J. Gabelli - Jan 10, 2025 Form 4 Insider Report for Gabelli Global Small & Mid Cap Value Trust (GGZ)

Role
Director, Control Person of Adviser, 10%+ Owner
Signature
Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli
Stock symbol
GGZ
Transactions as of
Jan 10, 2025
Transactions value $
$163,329
Form type
4
Date filed
1/14/2025, 12:25 PM
Previous filing
Jan 2, 2025
Next filing
Jan 21, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GGZ Common Shares, Par Value $0.001 Purchase $89.9K +7.7K +24.38% $11.67 39.3K Jan 10, 2025 GGCP, Inc. F1
transaction GGZ Common Shares, Par Value $0.001 Purchase $73.5K +6.3K +16.04% $11.66 45.6K Jan 13, 2025 GGCP, Inc. F1
holding GGZ Common Shares, Par Value $0.001 2.68M Jan 10, 2025 Direct
holding GGZ Common Shares, Par Value $0.001 4.15K Jan 10, 2025 Gabelli & Company Investment Advisers, Inc. F2
holding GGZ Common Shares, Par Value $0.001 82.7K Jan 10, 2025 Associated Capital Group, Inc. F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F2 The shares reported reflect the total shares owned by Gabelli & Company Investment Advisers, Inc. (GCIA), a wholly owned subsidiary of Associated Capital Group, Inc. Mr. Gabelli has less than a 100% interest in GCIA and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
F3 The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.