| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| GABELLI MARIO J | Director, Control Person of Adviser | C/O GAMCO INVESTORS, INC., ONE CORPORATE CENTER, RYE | Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli | 2025-07-01 | 0001185533 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ECF.B | Series B Cumulative Preferred Shares | Other | -$3.2M | -320K | -94.12% | $10.00 | 20K | Jun 26, 2025 | Direct | F1 |
| holding | ECF.B | Series B Cumulative Preferred Shares | 125K | Jun 26, 2025 | Associated Capital Group, Inc. | F2 |
| Id | Content |
|---|---|
| F1 | Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series B Cumulative Preferred Shares. |
| F2 | The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |