| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | FSBC | Common Stock | Purchase | $183K | +10K | +1.13% | $18.33 | 896K | 15 May 2023 | OAT Trustee | F1, F2 |
| transaction | FSBC | Common Stock | Purchase | $42K | +2.31K | +30.01% | $18.19 | 10K | 15 May 2023 | Buzz Oates LLC Affiliate | F3, F4 |
| holding | FSBC | Common Stock | 411K | 15 May 2023 | K Oates-Fairrington QSST Trustee | F1, F5, F6 | |||||
| holding | FSBC | Common Stock | 411K | 15 May 2023 | P Oates QSST Trustee | F1, F5, F7 | |||||
| holding | FSBC | Common Stock | 411K | 15 May 2023 | M Applegate QSST Trustee | F1, F5, F8 | |||||
| holding | FSBC | Common Stock | 411K | 15 May 2023 | J Oates-Holt QSST Trustee | F1, F5, F9 | |||||
| holding | FSBC | Common Stock | 477K | 15 May 2023 | By self as Trustee | F1, F10, F11 |
| Id | Content |
|---|---|
| F1 | As trustee of this trust, Mr. Allbaugh has voting and dispositive power over these shares and may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16. However, Mr. Allbaugh is not the beneficiary of this trust. Accordingly, Mr. Allbaugh disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Allbaugh is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| F2 | Shares are held by the Oates Administrative Trust, for which Mr. Allbaugh serves as a trustee. |
| F3 | Reflects an adjustment of 7,692 additional shares identified through a regular review process of all entities that hold shares where Mr. Allbaugh is affiliated and for which Mr. Allbaugh may be deemed to be the indirect beneficial owner for purposes of Section 16. These shares were previously reported as being held by other entities with which Mr. Allbaugh is affiliated, and the applicable total reflects an adjustment of fewer shares held by such entities. As a result, there was no change to the total number of shares held by Mr. Allbaugh for this adjustment. |
| F4 | Shares are held by Buzz Oates LLC, of which Mr. Allbaugh has significant influence. Mr. Allbaugh disclaims beneficial ownership of the shares held by Buzz Oates LLC. |
| F5 | Reflects an adjustment of 1,923 fewer shares identified through a regular review process of all entities that hold shares where Mr. Allbaugh is affiliated and for which Mr. Allbaugh may be deemed to be the indirect beneficial owner for purposes of Section 16. These shares are now reported as being held by Buzz Oates LLC, with which Mr. Allbaugh is affiliated, and the applicable total reflects an adjustment of additional shares by Buzz Oates LLC. As a result, there was no change to the total number of shares held by Mr. Allbaugh for this adjustment. |
| F6 | Shares are held by the QSST Subtrust of the Kathryn Oates-Fairrington Irrevocable Trust, dated December 16, 2009, for which Mr. Allbaugh serves as trustee. |
| F7 | Shares are held by the QSST Subtrust of the Philip D. Oates Irrevocable Trust, dated December 16, 2009, for which Mr. Allbaugh serves as trustee. |
| F8 | Shares are held by the QSST Subtrust of the Marvilyn E. Applegate Irrevocable Trust, dated December 16, 2009, for which Mr. Allbaugh serves as trustee. |
| F9 | Shares are held by the QSST Subtrust of the Judy Oates-Holt Irrevocable Trust, dated December 16, 2009, for which Mr. Allbaugh serves as trustee. |
| F10 | Includes 1,262 unvested shares granted pursuant to the Five Star Bancorp 2021 Equity Incentive Plan with all shares scheduled to vest on December 31, 2023, provided the reporting person, Mr. Allbaugh, remains as a director with Five Star Bancorp on that date. |
| F11 | Shares are held by the Larry and Laura Allbaugh Living Trust dated November 5, 1997, for which Mr. Allbaugh serves as a trustee. |