STEVEN G. LITCHFIELD - 27 Jul 2025 Form 4 Insider Report for MAXLINEAR, INC (MXL)

Role
Chief Financial Officer and Chief Corporate Strategy Officer
Signature
/s/ Connie Kwong, as Attorney-in-Fact
Issuer symbol
MXL
Transactions as of
27 Jul 2025
Transactions value $
$0
Form type
4
Filing time
05 Aug 2025, 17:20:57 UTC
Previous filing
22 May 2025
Next filing
27 Aug 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
LITCHFIELD STEVEN G Chief Financial Officer and Chief Corporate Strategy Officer C/O MAXLINEAR, INC., 5966 LA PLACE COURT, SUITE 100, CARLSBAD /s/ Connie Kwong, as Attorney-in-Fact 05 Aug 2025 0001286030

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MXL Stock Option (right to buy) Disposed to Issuer $0 -306K -100% $0.00 0 27 Jul 2025 Common Stock 306K $18.40 Direct F1
transaction MXL Stock Option (right to buy) Award $0 +306K $0.00 306K 27 Jul 2025 Common Stock 306K $18.40 Direct F1
transaction MXL Restricted Stock Units Award $0 +77.8K $0.00 77.8K 04 Aug 2025 Common Stock 77.8K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The two reported transactions involved an amendment of an outstanding option, resulting in the cancellation of the "old" option and the grant of a replacement option. The option was originally granted on August 10, 2018 and became fully vested on July 2, 2022.
F2 Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.
F3 Subject to the Reporting Person's continuous status as a Service Provider (as defined in MaxLinear, Inc.'s Amended and Restated 2010 Equity Incentive Plan) on each applicable vesting date, one third (1/3rd) of the RSUs subject to the award shall vest on May 20, 2026, and one third (1/3rd) of the RSUs subject to the award vest annually on each May 20 thereafter, such that the award will be fully vested on May 20, 2028.

Remarks:

Chief Financial Officer and Chief Corporate Strategy Officer