Connie Kwong - Sep 1, 2025 Form 4 Insider Report for MAXLINEAR, INC (MXL)

Role
Corporate Controller & PAO
Signature
/s/ Connie Kwong
Stock symbol
MXL
Transactions as of
Sep 1, 2025
Transactions value $
-$11,900
Form type
4
Date filed
9/3/2025, 04:10 PM
Previous filing
Aug 5, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Kwong Connie H. Corporate Controller & PAO C/O MAXLINEAR, INC., 5966 LA PLACE COURT, SUITE 100, CARLSBAD /s/ Connie Kwong 2025-09-03 0001666994

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MXL Common Stock Options Exercise +757 +1.3% 58.9K Sep 1, 2025 Direct F1
transaction MXL Common Stock Tax liability -$11.9K -757 -1.29% $15.72 58.2K Sep 1, 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MXL Restricted Stock Units Options Exercise $0 -757 -26.26% $0.00 2.13K Sep 1, 2025 Common Stock 757 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.
F2 The Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2025. On September 1, 2025, the deferred shares of Common Stock were delivered to the Reporting Person. The closing price of the Issuer's Common Stock on August 29, 2025 was the settlement price used to calculate the shares withheld.
F3 Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 8,506 RSUs subject to the award vested on August 20, 2023, and twenty five percent (25%) of the RSUs subject to the award vests annually on each August 20 thereafter, such that the award will be fully vested on August 20, 2026.