Laurence E. Cranch - 01 Dec 2021 Form 4 Insider Report for ALLIANCEBERNSTEIN HOLDING L.P. (AB)

Role
Chief Legal Officer
Signature
/s/ Larry Cranch
Issuer symbol
AB
Transactions as of
01 Dec 2021
Transactions value $
-$215,384
Form type
4
Date filed
03 Dec 2021, 18:06
Next filing
14 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AB AB Holding Units Tax liability -$215K -4.31K -1.97% $49.95 215K 01 Dec 2021 by rabbi trust under employee incentive compensation award program F1, F2, F3
holding AB AB Holding Units 7.44K 01 Dec 2021 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").
F2 On December 1, 2021, 11,753 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 4,312 AB Holding Units were withheld for tax purposes and 7,441 AB Holding Units were delivered to him.
F3 Closing price of an AB Holding Unit (NYSE: AB) on the vesting date (December 1, 2021).