Brian Swanson - Aug 25, 2021 Form 4 Insider Report for Axos Financial, Inc. (AX)

Role
EVP, Head of Consumer Bank
Signature
By: Andrew J. Micheletti For: Brian Swanson
Stock symbol
AX
Transactions as of
Aug 25, 2021
Transactions value $
$0
Form type
4
Date filed
8/27/2021, 04:58 PM
Previous filing
Aug 3, 2021
Next filing
Sep 1, 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AX Restricted Stock Units Award $0 +3.5K +12.14% $0.00 32.4K Aug 25, 2021 Common Stock 3.5K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant to the reporting person on August 25, 2021 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.
F2 Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
F3 The RSUs vest over three years, one-third on each anniversary date of grant.