Mosich Nick - 15 Aug 2022 Form 4 Insider Report for Axos Financial, Inc. (AX)

Role
Director
Signature
By: Andrew J Micheletti For: Nicholas Mosich
Issuer symbol
AX
Transactions as of
15 Aug 2022
Transactions value $
$0
Form type
4
Filing time
17 Aug 2022, 18:52:19 UTC
Previous filing
03 Aug 2022
Next filing
02 Sep 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AX Restricted Stock Units Award $0 +7,650 +52.94% $0 22,100 15 Aug 2022 Common Stock 7,650 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant to the reporting person on August 15, 2022 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.
F2 Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
F3 The RSUs fully vest on the anniversary date of grant.