Brian Swanson - 15 Mar 2023 Form 4 Insider Report for Axos Financial, Inc. (AX)

Role
EVP, Head of Consumer Bank
Signature
By: Derrick K. Walsh For: Brian Swanson
Issuer symbol
AX
Transactions as of
15 Mar 2023
Transactions value $
$0
Form type
4
Filing time
16 Mar 2023, 14:51:14 UTC
Previous filing
14 Mar 2023
Next filing
23 Mar 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AX Restricted Stock Units Award $0 +4.16K +22.57% $0.00 22.6K 15 Mar 2023 Common Stock 4.16K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant to the reporting person on March 15, 2023 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.
F2 Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
F3 The RSUs vest as to one-third of the shares on each anniversary date of grant.