Ann Gill - Mar 20, 2025 Form 4 Insider Report for Axos Financial, Inc. (AX)

Role
SVP, Chief Accounting Officer
Signature
By: Derrick Walsh For: Ann Gill
Stock symbol
AX
Transactions as of
Mar 20, 2025
Transactions value $
$0
Form type
4
Date filed
3/21/2025, 05:18 PM
Previous filing
Mar 18, 2025
Next filing
Mar 25, 2025
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AX Restricted Stock Units Award $0 +1.81K +26.63% $0.00 8.58K Mar 20, 2025 Common Stock 1.81K Direct F1, F2, F3
transaction AX Restricted Stock Units Award $0 +3K +34.95% $0.00 11.6K Mar 20, 2025 Common Stock 3K Direct F2, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant to the reporting person on March 20, 2025 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.
F2 Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
F3 The RSUs vest as to one-third of the shares on each anniversary date of grant.
F4 Grant to the reporting person on March 20, 2025 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 stock incentive plan in connection with the reporting person's employment contract as Chief Accounting Officer.
F5 The RSUs vest as to one-third of the shares on each November 15th following the date of the grant.