Brian Swanson - 20 Mar 2025 Form 4 Insider Report for Axos Financial, Inc. (AX)

Role
EVP, Head of Consumer Bank
Signature
By: Derrick Walsh For: Brian Swanson
Issuer symbol
AX
Transactions as of
20 Mar 2025
Transactions value $
$0
Form type
4
Filing time
21 Mar 2025, 17:19:05 UTC
Previous filing
18 Mar 2025
Next filing
25 Mar 2025
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AX Restricted Stock Units Award $0 +3.53K +28.41% $0.00 16K 20 Mar 2025 Common Stock 3.53K Direct F1, F2, F3
transaction AX Restricted Stock Units Award $0 +11.8K +73.75% $0.00 27.7K 20 Mar 2025 Common Stock 11.8K Direct F1, F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant to the reporting person on March 20, 2025 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.
F2 Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
F3 The RSUs vest as to one-third of the shares on each anniversary date of grant.
F4 The RSUs vest over four years, one-fourth of the shares on each anniversary date of grant.