Michael Watson - Apr 18, 2025 Form 3 Insider Report for Axos Financial, Inc. (AX)

Role
SVP, Head of RIA Custody
Signature
By: Derrick Walsh For: Michael Watson
Stock symbol
AX
Transactions as of
Apr 18, 2025
Transactions value $
$0
Form type
3
Date filed
4/25/2025, 04:46 PM
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AX Common Stock 2.94K Apr 18, 2025 Direct
holding AX Common Stock 487 Apr 18, 2025 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AX Restricted Stock Units Apr 18, 2025 Common Stock 14K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
F2 The RSUs vest as to one-third of the shares on each anniversary date of grant.