Gillian B. Zucker - Mar 13, 2025 Form 4 Insider Report for HOULIHAN LOKEY, INC. (HLI)

Role
Director
Signature
J. Lindsey Alley, Attorney-in-Fact for Gillian B. Zucker
Stock symbol
HLI
Transactions as of
Mar 13, 2025
Transactions value $
-$31,654
Form type
4
Date filed
3/13/2025, 05:13 PM
Previous filing
Feb 14, 2025
Next filing
Apr 14, 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLI CLASS A COMMON STOCK Sale -$31.7K -200 -3.45% $158.27 5.6K Mar 13, 2025 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2024.