Thomas Wilder - 01 Oct 2021 Form 4 Insider Report for Penumbra Inc (PEN)

Role
Director
Signature
/s/ Johanna Roberts, as attorney-in-fact for Thomas C. Wilder
Issuer symbol
PEN
Transactions as of
01 Oct 2021
Transactions value $
-$21,365
Form type
4
Filing time
05 Oct 2021, 20:17:27 UTC
Previous filing
14 Jul 2021
Next filing
05 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Sale -$21,364 -80 -29.85% $267.06 188 01 Oct 2021 Direct F1, F2
holding PEN Common Stock 3,899 01 Oct 2021 By Trust F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F2 A portion of these shares is subject to vesting.
F3 Any changes between direct and indirect holdings through the Thomas and Catharine Wilder Family Trust dated March 31, 2006 are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership.
F4 Shares are held by the Thomas and Catharine Wilder Family Trust dated March 31, 2006.