Lambert Shiu - Oct 15, 2021 Form 4 Insider Report for Penumbra Inc (PEN)

Role
Chief Accounting Officer
Signature
/s/ Johanna Roberts, as attorney-in-fact for Lambert Shiu
Stock symbol
PEN
Transactions as of
Oct 15, 2021
Transactions value $
-$141,104
Form type
4
Date filed
10/19/2021, 08:14 PM
Next filing
Nov 17, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Tax liability -$141K -527 -5.36% $267.75 9.3K Oct 15, 2021 Direct F1, F2
holding PEN Common Stock 300 Oct 15, 2021 By Spouse's IRA F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units granted to the Reporting Person.
F2 A portion of these shares is subject to vesting.
F3 Shares are held by the Reporting Person's spouse in an IRA.