Lambert Shiu - 15 Oct 2021 Form 4 Insider Report for Penumbra Inc (PEN)

Role
Chief Accounting Officer
Signature
/s/ Johanna Roberts, as attorney-in-fact for Lambert Shiu
Issuer symbol
PEN
Transactions as of
15 Oct 2021
Transactions value $
-$141,104
Form type
4
Filing time
19 Oct 2021, 20:14:10 UTC
Next filing
17 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Tax liability -$141,104 -527 -5.36% $267.75 9,297 15 Oct 2021 Direct F1, F2
holding PEN Common Stock 300 15 Oct 2021 By Spouse's IRA F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units granted to the Reporting Person.
F2 A portion of these shares is subject to vesting.
F3 Shares are held by the Reporting Person's spouse in an IRA.