Lambert Shiu - 31 May 2022 Form 4 Insider Report for Penumbra Inc (PEN)

Role
Chief Accounting Officer
Signature
/s/ Johanna Roberts, as attorney-in-fact for Lambert Shiu
Issuer symbol
PEN
Transactions as of
31 May 2022
Transactions value $
$24,720
Form type
4
Filing time
02 Jun 2022, 19:38:50 UTC
Previous filing
17 Nov 2021
Next filing
18 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Options Exercise $24.7K +2K +15.48% $12.36* 14.9K 31 May 2022 Direct F1
holding PEN Common Stock 300 31 May 2022 By Spouse's IRA F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PEN Stock Option (right to buy) Options Exercise $0 -2K -20% $0.00 8K 31 May 2022 Common Stock 2K $12.36 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 A portion of these shares is subject to vesting.
F2 Shares are held by the Reporting Person's spouse in an IRA.
F3 All shares are vested and exercisable.