Lambert Shiu - 31 May 2022 Form 4 Insider Report for Penumbra Inc (PEN)

Signature
/s/ Johanna Roberts, as attorney-in-fact for Lambert Shiu
Issuer symbol
PEN
Transactions as of
31 May 2022
Net transactions value
+$24,720
Form type
4
Filing time
02 Jun 2022, 19:38:50 UTC
Previous filing
17 Nov 2021
Next filing
18 Oct 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Options Exercise $24,720 +2,000 +15% $12.36* 14,917 31 May 2022 Direct F1
holding PEN Common Stock 300 31 May 2022 By Spouse's IRA F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PEN Stock Option (right to buy) Options Exercise $0 -2,000 -20% $0.000000 8,000 31 May 2022 Common Stock 2,000 $12.36 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 A portion of these shares is subject to vesting.
F2 Shares are held by the Reporting Person's spouse in an IRA.
F3 All shares are vested and exercisable.