Lambert Shiu - 09 Oct 2023 Form 4 Insider Report for Penumbra Inc (PEN)

Role
Chief Accounting Officer
Signature
/s/ Johanna Roberts, as attorney-in-fact for Lambert Shiu
Issuer symbol
PEN
Transactions as of
09 Oct 2023
Transactions value $
$33,990
Form type
4
Filing time
11 Oct 2023, 19:31:24 UTC
Previous filing
19 Dec 2022
Next filing
16 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Options Exercise $33,990 +2,750 +16.45% $12.36* 19,466 09 Oct 2023 Direct F1, F2
holding PEN Common Stock 300 09 Oct 2023 By Spouse's IRA F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PEN Stock Option (right to buy) Options Exercise $0 -2,750 -34.38% $0 5,250 09 Oct 2023 Common Stock 2,750 $12.36 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 A portion of these shares is subject to vesting.
F2 Includes 240 shares purchased by the Reporting Person under the Issuer's Employee Stock Purchase Plan on May 19, 2023.
F3 Shares are held by the Reporting Person's spouse in an IRA.
F4 All shares are vested and exercisable.