Lambert Shiu - 15 Dec 2023 Form 4 Insider Report for Penumbra Inc (PEN)

Role
Chief Accounting Officer
Signature
/s/ Johanna Roberts, as attorney-in-fact for Lambert Shiu
Issuer symbol
PEN
Transactions as of
15 Dec 2023
Transactions value $
$-55,724
Form type
4
Filing time
19 Dec 2023, 20:29:14 UTC
Previous filing
16 Nov 2023
Next filing
19 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Tax liability $-55,724 -227 -1.19% $245.48 18,869 15 Dec 2023 Direct F1, F2, F3
holding PEN Common Stock 300 15 Dec 2023 By Spouse's IRA F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person.
F2 A portion of these shares is subject to vesting.
F3 Includes 11 shares purchased by the Reporting Person under the Issuer's Employee Stock Purchase Plan on November 19, 2023.
F4 Shares are held by the Reporting Person's spouse in an IRA.