Arani Bose - Mar 3, 2025 Form 4 Insider Report for Penumbra Inc (PEN)

Role
Director
Signature
/s/ Emma J. Purdy, as attorney-in-fact for Arani Bose
Stock symbol
PEN
Transactions as of
Mar 3, 2025
Transactions value $
-$3,448,993
Form type
4
Date filed
3/5/2025, 07:35 PM
Previous filing
Feb 19, 2025
Next filing
Mar 27, 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Sale -$56.4K -200 -0.06% $282.22 339K Mar 3, 2025 Direct F1, F2, F3
transaction PEN Common Stock Sale -$170K -599 -0.18% $283.43 338K Mar 3, 2025 Direct F1, F3, F4
transaction PEN Common Stock Sale -$232K -816 -0.24% $284.38 337K Mar 3, 2025 Direct F1, F3, F5
transaction PEN Common Stock Sale -$830K -2.91K -0.86% $285.44 334K Mar 3, 2025 Direct F1, F3, F6
transaction PEN Common Stock Sale -$480K -1.68K -0.5% $286.18 333K Mar 3, 2025 Direct F1, F3, F7
transaction PEN Common Stock Sale -$172K -600 -0.18% $287.40 332K Mar 3, 2025 Direct F1, F3, F8
transaction PEN Common Stock Sale -$86.5K -300 -0.09% $288.38 332K Mar 3, 2025 Direct F1, F3, F9
transaction PEN Common Stock Sale -$608K -2.1K -0.63% $289.49 330K Mar 3, 2025 Direct F1, F3, F10
transaction PEN Common Stock Sale -$581K -2K -0.61% $290.26 328K Mar 3, 2025 Direct F1, F3, F11
transaction PEN Common Stock Sale -$204K -700 -0.21% $291.60 327K Mar 3, 2025 Direct F1, F3, F12
transaction PEN Common Stock Sale -$29.2K -100 -0.03% $292.13 327K Mar 3, 2025 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F2 This transaction was executed in multiple trades at prices ranging from $281.89 to $282.58. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F3 A portion of these shares is subject to vesting.
F4 This transaction was executed in multiple trades at prices ranging from $283.07 to $283.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F5 This transaction was executed in multiple trades at prices ranging from $283.94 to $284.81. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F6 This transaction was executed in multiple trades at prices ranging from $284.92 to $285.87. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F7 This transaction was executed in multiple trades at prices ranging from $285.89 to $286.72. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F8 This transaction was executed in multiple trades at prices ranging from $287.05 to $287.81. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F9 This transaction was executed in multiple trades at prices ranging from $288.29 to $288.52. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F10 This transaction was executed in multiple trades at prices ranging from $288.97 to $289.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F11 This transaction was executed in multiple trades at prices ranging from $289.90 to $290.79. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F12 This transaction was executed in multiple trades at prices ranging from $291.31 to $291.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.