Bridget O'Rourke - Apr 15, 2025 Form 4 Insider Report for Penumbra Inc (PEN)

Role
Director
Signature
/s/ Johanna Roberts, as attorney-in-fact for Bridget O'Rourke
Stock symbol
PEN
Transactions as of
Apr 15, 2025
Transactions value $
-$13,561
Form type
4
Date filed
4/17/2025, 07:34 PM
Previous filing
Mar 5, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Sale -$13.6K -50 -0.9% $271.21 5.52K Apr 15, 2025 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F2 A portion of these shares is subject to vesting.