Darrell Cain - Jul 12, 2019 Form 4 Insider Report for Tectonic Financial, Inc. (TECTP)

Role: Co-Chairman, Director
Signature: /s/ By Ken Bramlage as Attorney-in-Fact for Darrell Cain
Stock symbol: TECTP
Transactions as of: Jul 12, 2019
Transactions value $: -$8,023,260
Form type: 4
Date filed: 5/17/2022, 06:48 PM
Next filing: Nov 18, 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	TECTP	Series A Non-Cumulative Perpetual Preferred Stock	Other	-$8.03M	-80.3K	-100%	$100.00^*	0	Jul 12, 2019	(2)	F1, F2
transaction	TECTP	Series B Non-Cumulative Perpetual Preferred Stock	Purchase	$10.5K	+1K		$10.54	1K	May 11, 2022	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The issuer repurchased 80,338 shares of its Series A preferred stock, representing all of the outstanding shares of the Series A preferred stock of the issuer, at a price equal to the liquidation preference, plus any accrued but unpaid dividends.
F2	These shares were held by Dental Community Financial Holdings, Ltd. ("DCFH"). The Reporting Person is the President and sole shareholder of the general partner of DCFH, but does not hold a beneficial interest in DCFH, and is not entitled to compensation from DCFH or its general partner.

Remarks:

Note: The transactions of the Reporting Person are being reported late due to an administrative error.