O. GRIFFITH SEXTON - 16 Sep 2025 Form 4 Insider Report for Hamilton Lane INC (HLNE)

Role
Director, 10%+ Owner
Signature
/s/ Lauren Platko, attorney-in-fact
Issuer symbol
HLNE
Transactions as of
16 Sep 2025
Transactions value $
$0
Form type
4
Filing time
18 Sep 2025, 17:01:35 UTC
Previous filing
14 Feb 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
SEXTON O GRIFFITH Director, 10%+ Owner C/O HAMILTON LANE INCORPORATED, 110 WASHINGTON STREET, SUITE 1300, CONSHOHOCKEN /s/ Lauren Platko, attorney-in-fact 18 Sep 2025 0001338580

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLNE Class A Common Stock Award $0 +1,331 +38% $0 4,852 16 Sep 2025 Direct F1
holding HLNE Class A Common Stock 17,414 16 Sep 2025 See footnote F2
holding HLNE Class B Common Stock 291,233 16 Sep 2025 See footnote F3, F4
holding HLNE Class B Common Stock 291,233 16 Sep 2025 See footnote F3, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HLNE Class B Units 291,233 16 Sep 2025 Class A Common Stock 291,233 By the 2008 Sexton Des. Trust FBO Laura Sexton F6, F7
holding HLNE Class B Units 291,233 16 Sep 2025 Class A Common Stock 291,233 By the 2008 Sexton Des. Trust FBO Matthew Sexton F6, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's Amended and Restated 2017 Equity Incentive Plan in consideration of the reporting person's service on the board of directors of the Issuer. The shares vest one year from the transaction date.
F2 Mr. Sexton indirectly holds these shares through the O. Griffith Sexton 2016 Revocable Trust. Mr. Sexton is sole settlor, beneficiary, and trustee of the trust.
F3 The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote.
F4 The securities reported in this row are owned by the Laura Sexton Trust. Mr. Sexton serves as trustee of this trust.
F5 The securities reported in this row are owned by the Matthew Sexton Trust. Mr. Sexton serves as trustee of this trust.
F6 Pursuant to an Exchange Agreement entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering, the Class B Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units of HLA do not have an expiration date.
F7 The securities reported in this row are owned indirectly by The 2008 Sexton Des. Trust FBO Laura Sexton through HLA Investments, LLC. Mr. Sexton serves as trustee of this trust.
F8 The securities reported in this row are owned indirectly by The 2008 Sexton Des. Trust FBO Matthew Sexton through HLA Investments, LLC. Mr. Sexton serves as trustee of this trust.

Remarks:

In addition to serving as a director of the Issuer, Mr. Sexton is a member of a group that beneficially owns more than 10% of the Issuer's Class A common stock.