Stephen Socolof - 11 Feb 2022 Form 4 Insider Report for ENERGY FOCUS, INC/DE (EFOI)

Role
Interim CEO, Director
Signature
/s/ Tod A. Nestor as Attorney-in-Fact
Issuer symbol
EFOI
Transactions as of
11 Feb 2022
Transactions value $
$0
Form type
4
Filing time
15 Feb 2022, 13:20:42 UTC
Previous filing
29 Nov 2021
Next filing
23 Jun 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EFOI Restricted Stock Units Award $0 +5K $0.00 5K 11 Feb 2022 Common Stock 5K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.
F2 The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date.