| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HWBK | Common Stock | Purchase | $18.1K | +700 | +5.69% | $25.84 | 13K | Mar 11, 2025 | Trust | F1 |
| holding | HWBK | Common Stock | 19.4K | Mar 11, 2025 | Direct | F2 | |||||
| holding | HWBK | Common Stock | 3.87K | Mar 11, 2025 | Profit Sharing Trust | F3 |
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $25.82 to $25.90, inclusive. The reporting person undertakes to provide to Hawthorn Bancshares, Inc., any security holder of Hawthorn Bancshares, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth above. |
| F2 | Consists of (a) 35.319 shares of Common Stock, and (b) unvested restricted stock units ("RSUs") awarded to the reporting person under the Hawthorn Bancshares, Inc. Equity Incentive Plan that can be settled only in shares of Common Stock. The RSUs vest as follows: 3,717 units on May 1, 2025; 4,092 units on June 30, 2025; 3,717 units on May 1, 2026, 4,093 units on June 30, 2026; and 3,717 units on May 1, 2027. |
| F3 | Includes shares acquired since the last report pursuant to the Company's Profit Sharing Trust. |