Brian L. Libman - May 13, 2025 Form 4 Insider Report for Finance of America Companies Inc. (FOA)

Role
Director, 10%+ Owner
Signature
/s/ Tracy Lowe, as power of attorney for Brian L. Libman
Stock symbol
FOA
Transactions as of
May 13, 2025
Transactions value $
$0
Form type
4
Date filed
5/15/2025, 05:50 PM
Previous filing
Nov 4, 2024
Next filing
May 21, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
LIBMAN BRIAN L Director, 10%+ Owner C/O FINANCE OF AMERICA COMPANIES INC.,, 5830 GRANITE PARKWAY, SUITE 400, PLANO /s/ Tracy Lowe, as power of attorney for Brian L. Libman 2025-05-15 0001356440

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FOA Class A Common Stock Options Exercise +10K +48.14% 30.8K May 13, 2025 Direct F1, F2
holding FOA Class A Common Stock 24.2K May 13, 2025 See Footnote F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FOA Restricted Stock Units Options Exercise $0 -10K -100% $0.00 0 May 13, 2025 Class A Common Stock 10K Direct F1, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of restricted stock units ("RSUs") and shares of the Issuer's Class A common stock ("Common Stock") have been adjusted to reflect the Issuer's 1-for-10 reverse stock split of its Common Stock, effective as of 5:00 p.m. Eastern Time on July 25, 2024.
F2 Reflects RSUs that upon vesting converted into shares of Common Stock on a one-for-one basis.
F3 Reflects securities held by an entity for which the Reporting Person serves as a trustee.
F4 Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.
F5 Reflects RSUs that vested on May 13, 2025.