ivor Macleod - 11 Jun 2021 Form 4 Insider Report for ATHERSYS, INC / NEW (ATHX)

Role
Chief Financial Officer
Signature
/s/ Laura K. Campbell, as attorney-in-fact for Ivor Macleod
Issuer symbol
ATHX
Transactions as of
11 Jun 2021
Transactions value $
$0
Form type
4
Filing time
15 Jun 2021, 17:43:08 UTC
Next filing
21 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATHX Common Stock Award $0 +133,333 $0 133,333 11 Jun 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATHX Stock Option (right to purchase) Award $0 +300,000 $0 300,000 11 Jun 2021 Common Stock 300,000 $1.63 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Award of annual restricted stock units, each of which represent a contingent right to receive one share of Athersys, Inc. common stock after vesting. The restricted stock units vest ratably on a quarterly basis over a four-year period.
F2 Securities beneficially owned are comprised of unvested restricted stock units aggregating 133,333 related to annual awards, which vest quarterly over a four-year period from date of grant.
F3 Award of an annual stock option. The option vests ratably on a quarterly basis over a four-year period.