John J. Harrington - 17 Jun 2021 Form 4 Insider Report for ATHERSYS, INC / NEW (ATHX)

Role
Exec Vice Pres and CSO, Director
Signature
/s/ Laura K. Campbell, as attorney-in-fact for John J. Harrington
Issuer symbol
ATHX
Transactions as of
17 Jun 2021
Net transactions value
-$24,754
Form type
4
Filing time
21 Jun 2021, 16:13:56 UTC
Previous filing
15 Jun 2021
Next filing
17 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATHX Common Stock Tax liability $24,754 -15,970 -2% $1.55 768,991 17 Jun 2021 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld from the quarterly vesting of annual restricted stock unit awards related to the tax withholding obligation.
F2 Securities beneficially owned are comprised of (1) 470,402 shares of common stock owned and (2) unvested restricted stock units aggregating 298,589 related to annual awards, which vest quarterly over a four-year period from date of grant.