William Lehmann JR - 17 Dec 2021 Form 4 Insider Report for ATHERSYS, INC / NEW (ATHX)

Role
Interim CEO, President, COO
Signature
/s/ Katherine M. Serevitch, as attorney-in-fact for William O. Lehmann
Issuer symbol
ATHX
Transactions as of
17 Dec 2021
Transactions value $
-$7,498
Form type
4
Filing time
17 Dec 2021, 17:06:41 UTC
Previous filing
15 Dec 2021
Next filing
18 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATHX Common Stock Tax liability -$7.5K -7.5K -1.56% $1.00 474K 17 Dec 2021 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld from the quarterly vesting of annual restricted stock unit awards related to the tax withholding obligation.
F2 Securities beneficially owned are comprised of (1) 224,846 shares of common stock owned and (2) unvested restricted stock units aggregating 248,943 related to annual awards, which vest quarterly over a four-year period from date of grant.