Vladimir Galkin - 17 Sep 2024 Form 4/A - Amendment Insider Report for Innovative Eyewear Inc (LUCY)

Role
10%+ Owner
Signature
/s/ Vladimir Galkin, Attorney in Fact
Issuer symbol
LUCY
Transactions as of
17 Sep 2024
Net transactions value
+$589,755
Form type
4/A - Amendment
Filing time
27 Sep 2024, 14:36:45 UTC
Date Of Original Report
24 Sep 2024
Previous filing
26 Sep 2024
Next filing
27 Sep 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LUCY Common Stock, par value $0.00001 Purchase $521,864 +67,164 +20% $7.77 398,911 17 Sep 2024 See footnote F1, F2, F3
transaction LUCY Common Stock, par value $0.00001 Purchase $21,734 +2,841 +0.71% $7.65 401,752 17 Sep 2024 See footnote F1, F3, F4
transaction LUCY Common Stock, par value $0.00001 Purchase $497,252 +66,835 +17% $7.44 468,587 17 Sep 2024 See footnote F1, F3, F5
transaction LUCY Common Stock, par value $0.00001 Purchase $1,163,836 +169,903 +36% $6.85 638,490 17 Sep 2024 See footnote F1, F3, F6
transaction LUCY Common Stock, par value $0.00001 Purchase $242,943 +36,478 +5.7% $6.66 674,968 17 Sep 2024 See footnote F1, F3, F7
transaction LUCY Common Stock, par value $0.00001 Purchase $21,758 +3,515 +0.52% $6.19 678,483 17 Sep 2024 See footnote F1, F3, F8
transaction LUCY Common Stock, par value $0.00001 Sale $418,414 -51,656 -7.6% $8.10 626,827 17 Sep 2024 See footnote F1, F3, F9
transaction LUCY Common Stock, par value $0.00001 Sale $323,096 -40,387 -6.4% $8.00 586,440 17 Sep 2024 See footnote F1, F3, F10
transaction LUCY Common Stock, par value $0.00001 Sale $926,688 -134,693 -23% $6.88 451,747 17 Sep 2024 See footnote F1, F3, F11
transaction LUCY Common Stock, par value $0.00001 Sale $211,435 -31,747 -7% $6.66 420,000 17 Sep 2024 See footnote F1, F3, F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported reflects the volume weighted average purchase or sale price (whichever the case may be) on the transaction date within a $0.25 range, unless otherwise noted. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price within the ranges set forth in footnotes (2) and (4) to (12) in this Form 4.
F2 The purchases were executed in multiple trades at a price of $7.77.
F3 The Angelica Galkin Revocable Trust, dated April 21, 2018 ("Galkin Revocable Trust") directly holds the shares of Common Stock. Angelica Galkin is the sole trustee and beneficiary of the Galkin Revocable Trust. Angelica Galkin has delegated to Vladimir Galkin the shared right to direct the voting and disposition of the securities owned by the Galkin Revocable Trust. Accordingly, each of Vladimir Galkin and Angelica Galkin may be deemed to beneficially own the securities owned directly by Galkin Revocable Trust. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his, her or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16") or for any other purpose.
F4 The purchases were executed in multiple trades at prices ranging from $7.55 to $7.74.
F5 The purchases were executed in multiple trades at prices ranging from $7.40 to $7.50.
F6 The purchases were executed in multiple trades at prices ranging from $6.77 to $6.88.
F7 The purchases were executed in multiple trades at prices ranging from $6.54 to $6.73.
F8 The purchases were executed in multiple trades at prices ranging from $6.00 to $$6.22.
F9 The sales were executed in multiple trades at prices ranging from $8.01 to $8.10.
F10 The sales were executed in multiple trades at a price of $8.00.
F11 The sales were executed in multiple trades at prices ranging from $6.77 to $7.00.
F12 The sales were executed in multiple trades at a price of $6.66.

Remarks:

The original Form 4, filed on September 24, 2024, is being amended by this Form 4 amendment solely to include the omitted names and addresses of Angelica Galkin and The Angelica Galkin Revocable Trust as Reporting Persons, since they were unable to obtain the necessary CIK codes by the filing date. Notwithstanding the foregoing, the names and ownership information of such Reporting Persons were previously reported in the footnotes.