Name | Relationship | Address | Signature | Signature date | CIK |
---|---|---|---|---|---|
Nemser Earl H | Vice Chairman, Director | ONE PICKWICK PLAZA, GREENWICH | /s/ Raymond Bussiere as authorized signatory for Earl H. Nemser | 2025-06-04 | 0001391400 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | IBKR | Class A common stock | Tax liability | -$961K | -5.18K | -4.61% | $185.60 | 107K | May 9, 2025 | Direct | F1, F2 |
holding | IBKR | Class A common stock | 100K | May 9, 2025 | by EN Holdings LLC | F3 |
Id | Content |
---|---|
F1 | The price represents the closing price of the issuer's Class A common stock as of May 9, 2025, the vesting date. |
F2 | This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan") and (b) unvested restricted stock units that were awarded under the Plan. |
F3 | Represents number of securities owned by EN Holdings LLC, which is owned by the reporting person and his affiliates. |
This amended Form 4 corrects an error in the original Form 4 filing where the Rule 10b5-1(c) Transaction Indication box was inadvertently checked, incorrectly representing that the transaction was executed pursuant to Rule 10b5-1(c) trading plan.