Anthony Kappus - 20 Nov 2022 Form 4 Insider Report for Redfin Corp (RDFN)

Role
Chief Legal Officer
Signature
/s/ Anthony Kappus
Issuer symbol
RDFN
Transactions as of
20 Nov 2022
Net transactions value
-$3,983
Form type
4
Filing time
22 Nov 2022, 15:34:56 UTC
Previous filing
27 Sep 2022
Next filing
23 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RDFN Common Stock Options Exercise +1,077 +8.7% 13,476 20 Nov 2022 Direct F1
transaction RDFN Common Stock Tax liability $1,955 -424 -3.1% $4.61 13,052 21 Nov 2022 Direct
transaction RDFN Common Stock Options Exercise +526 +4% 13,578 20 Nov 2022 Direct F1
transaction RDFN Common Stock Tax liability $954 -207 -1.5% $4.61 13,371 21 Nov 2022 Direct
transaction RDFN Common Stock Options Exercise +592 +4.4% 13,963 20 Nov 2022 Direct F1
transaction RDFN Common Stock Tax liability $1,074 -233 -1.7% $4.61 13,730 21 Nov 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RDFN Restricted Stock Unit Options Exercise $0 -1,077 -33% $0.000000 2,156 20 Nov 2022 Common Stock 1,077 Direct F1, F2
transaction RDFN Restricted Stock Unit Options Exercise $0 -526 -14% $0.000000 3,158 20 Nov 2022 Common Stock 526 Direct F1, F3
transaction RDFN Restricted Stock Unit Options Exercise $0 -592 -9.1% $0.000000 5,915 20 Nov 2022 Common Stock 592 Direct F1, F4
holding RDFN Restricted Stock Unit 63,451 20 Nov 2022 Common Stock 63,451 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 1/4 of the restricted stock units vested on May 20, 2020, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2023.
F3 1/4 of the restricted stock units vested on May 20, 2021, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2024.
F4 1/4 of the restricted stock units vested on May 20, 2022, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2025.
F5 1/4 of the restricted stock units will vest on May 20, 2023, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2026.