Anthony Ray Kappus - May 20, 2024 Form 4 Insider Report for Redfin Corp (RDFN)

Role
Chief Legal Officer
Signature
Chris
Stock symbol
RDFN
Transactions as of
May 20, 2024
Transactions value $
-$81,584
Form type
4
Date filed
5/22/2024, 04:34 PM
Previous filing
Feb 22, 2024
Next filing
May 29, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RDFN Common Stock Options Exercise $0 +527 +3.41% $0.00 16K May 20, 2024 Direct F1
transaction RDFN Common Stock Tax liability -$917 -129 -0.81% $7.11 15.9K May 20, 2024 Direct
transaction RDFN Common Stock Options Exercise $0 +592 +3.73% $0.00 16.5K May 20, 2024 Direct F1
transaction RDFN Common Stock Tax liability -$1.03K -145 -0.88% $7.11 16.3K May 20, 2024 Direct
transaction RDFN Common Stock Options Exercise $0 +3.97K +24.3% $0.00 20.3K May 20, 2024 Direct F1
transaction RDFN Common Stock Tax liability -$6.87K -966 -4.76% $7.11 19.3K May 20, 2024 Direct
transaction RDFN Common Stock Options Exercise $0 +6.57K +34.01% $0.00 25.9K May 20, 2024 Direct F1
transaction RDFN Common Stock Tax liability -$11.4K -1.6K -6.18% $7.11 24.3K May 20, 2024 Direct
transaction RDFN Common Stock Sale -$61.4K -8.82K -36.29% $6.96 15.5K May 21, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RDFN Restricted Stock Unit Options Exercise $0 -527 -100% $0.00* 0 May 20, 2024 Common Stock 527 Direct F1, F3
transaction RDFN Restricted Stock Unit Options Exercise $0 -592 -20.01% $0.00 2.37K May 20, 2024 Common Stock 592 Direct F1, F4
transaction RDFN Restricted Stock Unit Options Exercise $0 -3.97K -11.11% $0.00 31.7K May 20, 2024 Common Stock 3.97K Direct F1, F5
transaction RDFN Restricted Stock Unit Options Exercise $0 -6.57K -20% $0.00 26.3K May 20, 2024 Common Stock 6.57K Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis upon settlement.
F2 The reporting person executed the transaction in multiple trades at prices ranging from $6.92 to $7.05. The reported price reflects the weighted average price of all trades. The reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares traded at each separate price.
F3 1/4 of the restricted stock units vested on May 20, 2021, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2024.
F4 1/4 of the restricted stock units vested on May 20, 2022, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2025.
F5 1/4 of the restricted stock units will vest on May 20, 2023, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2026.
F6 1/8 of the restricted stock units will vest on August 20, 2023 and quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2025.