-
Signature
-
Scott Bakken
-
Issuer symbol
-
UUUU
-
Transactions as of
-
15 Nov 2021
-
Net transactions value
-
-$144,969
-
Form type
-
4
-
Filing time
-
16 Nov 2021, 09:45:44 UTC
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
UUUU |
Common Shares |
Options Exercise |
$52,455 |
+17,964 |
+22% |
$2.92 |
99,408 |
15 Nov 2021 |
Direct |
|
| transaction |
UUUU |
Common Shares |
Disposed to Issuer |
$197,424 |
-17,964 |
-18% |
$10.99 |
81,444 |
15 Nov 2021 |
Direct |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
UUUU |
Stock Appreciation Rights ("SARs") |
Options Exercise |
$0 |
-17,964 |
-67% |
$0.000000 |
8,984 |
15 Nov 2021 |
Common Shares |
17,964 |
$2.92 |
Direct |
|
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Remarks:
The stock appreciation rights ("SARs") reported in Tables I and II were exercised for cash, pursuant to the terms of the applicable SAR award agreement, as a deemed issuance by the Issuer and a deemed disposition by the Reporting Person, with no Common Shares actually issued to or sold by the Reporting Person in connection with this exercise.