-
Signature
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David C. Frydenlund
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Issuer symbol
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UUUU
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Transactions as of
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11 May 2023
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Transactions value $
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$132,082
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Form type
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4
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Filing time
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15 May 2023, 18:31:00 UTC
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
UUUU |
Common Shares |
Options Exercise |
$231K |
+35.7K |
+8.11% |
$6.48 |
476K |
11 May 2023 |
Direct |
|
| transaction |
UUUU |
Common Shares |
Tax liability |
-$99.3K |
-15.3K |
-3.22% |
$6.48 |
461K |
11 May 2023 |
Direct |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
UUUU |
Stock Appreciation Rights ("SARs") |
Options Exercise |
$0 |
-65K |
-10.39% |
$0.00 |
561K |
11 May 2023 |
Common Shares |
35.7K |
$2.92 |
Direct |
|
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Remarks:
Acquisition of 20,383 Common Shares of Issuer, after applicable tax withholding, upon an exercise of stock appreciation rights using the fair market value of $6.48/Common Share. The Common Shares withheld for taxes were a deemed issuance by the Issuer and a deemed disposition by the Reporting Person, with no Common Shares actually issued to or sold by the Reporting Person in connection with the tax withholding.