-
Signature
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Mark S. Chalmers
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Issuer symbol
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UUUU
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Transactions as of
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15 Nov 2023
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Transactions value $
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$755,704
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Form type
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4
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Filing time
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17 Nov 2023, 13:03:54 UTC
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
UUUU |
Common Shares |
Options Exercise |
$1.34M |
+162K |
+20.44% |
$8.27 |
953K |
15 Nov 2023 |
Direct |
|
| transaction |
UUUU |
Common Shares |
Tax liability |
-$582K |
-70.4K |
-7.38% |
$8.27 |
882K |
15 Nov 2023 |
Direct |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
UUUU |
Stock Appreciation Rights ("SARs") |
Options Exercise |
$0 |
-250K |
-23.74% |
$0.00 |
803K |
15 Nov 2023 |
Common Shares |
162K |
$2.92 |
Direct |
|
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Remarks:
Represents an acquisition by the Reporting Person of 91,379 Common Shares of Issuer, after applicable tax withholdings, upon an exercise of stock appreciation rights ("SARs") using the fair market value of $8.27/Common Share. The Common Shares withheld for taxes were a "deemed" issuance by the Issuer and a "deemed" disposition by the Reporting Person, with no Common Shares actually issued to or sold by the Reporting Person in connection with the tax withholding.