Steven B. Epstein - Mar 30, 2023 Form 4 Insider Report for CareView Communications Inc (CRVW)

Role
Director
Signature
/s/ Steven Epstein
Stock symbol
CRVW
Transactions as of
Mar 30, 2023
Transactions value $
$0
Form type
4
Date filed
3/31/2023, 04:13 PM
Previous filing
Jan 4, 2023
Next filing
Mar 7, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CRVW Common Stock Options Exercise $150K +1.5M +65.79% $0.10* 3.78M Mar 30, 2023 Direct F1
transaction CRVW Common Stock Options Exercise $250K +2.5M $0.10* 2.5M Mar 30, 2023 See footnote F1, F2
holding CRVW Common Stock 1.78M Mar 30, 2023 See footnote F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CRVW Replacement Note Conversion of derivative security -$150K 0 Mar 30, 2023 Common Stock 1.5M $0.10 Direct F4, F5
transaction CRVW Replacement Note Conversion of derivative security -$250K 0 Mar 30, 2023 Common Stock 2.5M $0.10 See footnote F2, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 30, 2023, the Reporting Person(s) converted Replacement Notes dated December 30, 2022 for $150,000 and $250,000, respectively, into 1,500,000 and 2,500,000 shares, respectively, of the Company's Common Stock at a conversion price of $0.10 per share.
F2 Shares held by Steven and Deborah L. Epstein.
F3 Shares held by Epstein Partners, LLC, of which Mr. Epstein disclaims 890,000 shares.
F4 The Replacement Note was convertible immediately after issuance.
F5 See footnote 1.