James R. Higgins - Mar 30, 2023 Form 4 Insider Report for CareView Communications Inc (CRVW)

Role
Director
Signature
/s/ James R. Higgins
Stock symbol
CRVW
Transactions as of
Mar 30, 2023
Transactions value $
$0
Form type
4
Date filed
3/31/2023, 04:14 PM
Previous filing
Jan 31, 2023
Next filing
Mar 7, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CRVW Common Stock Options Exercise $1.2M +12M +229.38% $0.10* 17.2M Mar 30, 2023 Direct F1
holding CRVW Common Stock 5.27M Mar 30, 2023 See footnote F2
holding CRVW Common Stock 1.36M Mar 30, 2023 See footnote F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CRVW Replacement Note Conversion of derivative security -$1.2M 0 Mar 30, 2023 Common Stock 12M $0.10 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 30, 2023, the Reporting Person converted a Replacement Note dated December 30, 2022 for $1,200,000 into 12,000,000 shares of the Company's Common Stock at a conversion price of $0.10 per share.
F2 Shares are held by Julia A. Higgins Revocable Trust, DTD 12/1992.
F3 Shares are held by James and Julia Higgins, JTTEN.
F4 The Replacement Note was convertible immediately after issuance.
F5 See footnote 1.