| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Liaw Yih-Shyan Wally | Director | 980 ROCK AVE., SAN JOSE | /s/ Liaw Yih-Shyan Wally | 02 Jul 2025 | 0001392937 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Common Stock | Options Exercise | +800 | +1.1% | 73,404 | 01 Jul 2025 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | $13,546 | -287 | -0.39% | $47.20 | 73,117 | 01 Jul 2025 | Direct | |
| transaction | SMCI | Common Stock | Options Exercise | +593 | +0.81% | 73,710 | 01 Jul 2025 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | $10,054 | -213 | -0.29% | $47.20 | 73,497 | 01 Jul 2025 | Direct | |
| holding | SMCI | Common Stock | 14,990,450 | 01 Jul 2025 | By Liaw Family Trust | F2 | |||||
| holding | SMCI | Common Stock | 193,770 | 01 Jul 2025 | By Spouse |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -800 | -33% | $0.000000 | 1,600 | 01 Jul 2025 | Common Stock | 800 | Direct | F1, F3, F4 | |
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -593 | -25% | $0.000000 | 1,780 | 01 Jul 2025 | Common Stock | 593 | Direct | F1, F5 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| F2 | These shares are held in a trust for the benefit of the Reporting Person's children. The reporting person and his spouse, Shiow-Meei S. Liaw, are the trustees of the trust. |
| F3 | This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split that became effective on September 30, 2024. |
| F4 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock. |
| F5 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2025. Vested units are settled in shares of SMCI common stock. |