Liang Chiu-Chu Sara Liu - Aug 26, 2025 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Signature
/s/ David E Weigand, Attorney-In-Fact
Stock symbol
SMCI
Transactions as of
Aug 26, 2025
Transactions value $
$0
Form type
4
Date filed
8/28/2025, 06:45 PM
Previous filing
Aug 12, 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Liu Liang Chiu-Chu Sara Director, 10%+ Owner 980 ROCK AVENUE, SAN JOSE /s/ David E Weigand, Attorney-In-Fact 2025-08-28 0001392941

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SMCI Common Stock 604K Aug 26, 2025 Direct
holding SMCI Common Stock 40.4M Aug 26, 2025 By Spouse
holding SMCI Common Stock 25.7M Aug 26, 2025 By Joint Account w/ Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Restricted Stock Units Award $0 +1.09K $0.00 1.09K Aug 26, 2025 Common Stock 1.09K Direct F1, F2
transaction SMCI Employee Stock Option (right to buy) Award $0 +1M +25% $0.00 5M Aug 26, 2025 Common Stock 1M $45.00 By Spouse F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2 Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2026. Vested units are settled in shares of SMCI common stock.
F3 On November 14, 2023, the Reporting Person's spouse was granted a performance-based stock option award to purchase up to 5,000,000 shares of common stock (the "Award") if and to the extent the five equal tranches of the Award are earned based on the achievement of certain absolute revenue and stock price goals. On August 26, 2025, achievement of the revenue goal for the fifth tranche of 1,000,000 shares under the Award was certified, which resulted in the creation of a reportable derivative security under Section 16. This fifth tranche will be earned and exercisable only if and when the applicable $110 stock price goal achievement is certified.