Neil C. Rifkind - Feb 22, 2023 Form 4 Insider Report for TIPTREE INC. (TIPT)

Role
General Counsel and Secretary
Signature
/s/ Neil C. Rifkind
Stock symbol
TIPT
Transactions as of
Feb 22, 2023
Transactions value $
$0
Form type
4
Date filed
2/24/2023, 08:39 AM
Previous filing
Mar 16, 2022
Next filing
Mar 1, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding TIPT Common Stock 40.5K Feb 22, 2023 Direct
holding TIPT Common Stock 2.03K Feb 22, 2023 By 401K

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TIPT Restricted Stock Units Award $0 +11.3K +84.73% $0.00 24.7K Feb 22, 2023 Common Stock 49.4K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person was granted restricted stock units on February 22, 2023, which represent the right to receive 2 shares of the Issuer's Common Stock for each restricted stock unit, pursuant to the Issuer's Equity Plan. The restricted stock units will cliff vest on February 20, 2026 upon continuous employment from the grant date until such date, subject to certain terms contained in the Reporting Person's award agreement.